Broker-Dealers
Automated critical trading, clearing, servicing, and operational workflows to increase efficiency and control.
2026 SIFMA Global Tax Reporting Symposium
New York, NY
September 29
This fall, SIFMA and WSTEC are hosting the 2026 Global Tax Reporting Symposium to explore:
- Hot Topics including deregulation and state issues
- International Reporting and withholding issues
- Crypto and Digital Assets and potential tax implications
- Audits and Tax Controversy
- And more
Top tax experts will gather to share key updates on the complex and evolving tax compliance regimes that financial services firms are facing today, and attendees will be eligible for CLE and CPE credits in New York State.
Sponsoring & Attending
SIFMA Operations Red Group Roundtable
Charleston, SC
October 14-16
Sponsoring, Attending, and Speaking
SIFMA Annual Meeting
Washington DC
October 19-20
Capital markets drive opportunity, innovation and growth.
As the voice of the U.S. securities industry, SIFMA represents investment banks, wealth managers, broker-dealers, and asset managers in advocating for resilient, effective capital markets that serve corporations, governments, individuals, and more. Together, we are Invested in America.
SIFMA’s Annual Meeting is an invitation-only gathering that convenes the most influential voices in public policy and finance to examine the issues and opportunities shaping the markets, the industry, and the economy.
Sponsoring and Attending
SIFMA Global Corporate Actions Forum
New York, NY
October 22
Sponsoring, Attending, and Speaking
STA Annual Conference
Ponte Vedra Beach, FL
October 28-30
The conference features panels, educational sessions, and networking opportunities focused on industry regulations, stock transfer operations, legal horizons, and compliance. It is highly tailored for professionals maintaining records of registered shareholders on behalf of issuers and funds.
Attending and Speaking
Nicsa Asset & Wealth Management Summit
Boston, MA
November 10-11
More information to come
Sponsoring and Attending
SIFMA Ops 2027
Phoenix, AZ
May 10-13
SIFMA Ops is the leading four-day conference and exhibition—now in its 50+ year heritage—bringing together buy‑side and sell‑side operations, technology, and regulatory professionals from across the securities industry. It serves as a dynamic forum for sharing insights, shaping strategy, and driving innovation in financial operations.
Participants include C-suite executives, heads of operations and technology, regulatory counsel, risk officers, and key decision-makers. With over 900 attendees, 120+ speakers, and 40+ exhibitors, the event delivers a rich blend of strategic content, best practices, and peer networking.
Sponsoring, Attending, & Speaking