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Broker-Dealers

Automated critical trading, clearing, servicing, and operational workflows to increase efficiency and control.

Advisors & Wealth Managers

Simplify advisor workflows and account servicing to improve productivity and client experiences.

Issuers

Simplify investor communications, proxy voting, and governance while strengthening shareholder engagement.

Asset Managers

Streamline fund operations, data management, and oversight to improve efficiency, transparency, and control.

Trading & Execution

  • Execute basket, block, and multi-leg orders through a single rules-based engine
  • Automate compliance and risk checks across the trade lifecycle
  • Enable market connectivity while supporting increasing transaction volumes

Wealth & Advisory

  • Automate onboarding, processing, and account workflows end-to-end
  • Unify client, portfolio, and market data for faster advisor decisions
  • Deliver digital-first experiences that deepen client trust
  • Overview

Asset Servicing

  • Centralize servicing and oversight across every account and asset type
  • Manage the full lifecycle from onboarding through ongoing events
  • Service alternatives, annuities, IRAs, and digital assets at scale

Clearing & Settlement

  • Automate post-trade processing across transaction types and global markets
  • Connect directly to clearing houses, custodians, and multi-currency settlement processing
  • Surface exceptions early with real-time settlement visibility

Fund Administration

  • Automate fund trading, reconciliation, and straight-through processing
  • Automate complex fee, billing, and revenue-sharing processes
  • Scale transfer agency and recordkeeping across global fund structures

Operations as a Service

  • Reduce costs and operational risk with outsourced middle- and back-office support
  • Scale efficiently with experienced operations and asset servicing specialists
  • Unlock new revenue opportunities through scalable operational support

Securities & Financing

  • Automate end-to-end securities financing and clearing workflows
  • Optimize collateral and capital while reducing counterparty exposure
  • Access NSCC markets directly through BetaNXT connectivity and scale

Workflow & Automation

  • Unify back- and middle-office operations in one modern interface
  • Automate task routing, rules, and exception handling to reduce manual work
  • Trigger real-time workflows across internal, external, and market systems
  • Overview

Recordkeeping & Reporting

  • Maintain accurate, consistent records across accounts and transactions
  • Extend readiness across tax, cost basis, custody, and digital assets
  • Centralize data to strengthen oversight, control, and reporting visibility

Regulatory Reporting

  • Automate regulatory reporting and compliance monitoring at scale
  • Consolidate data and calculations across a single integrated platform
  • Maintain audit trails and adapt as regulatory requirements evolve
  • Overview

Broker Services

  • Bring investor communications and event processing into a single streamlined workflow
  • Deliver voting experiences that drive digital adoption
  • Strengthen compliance with real-time tracking and automated controls

Client Communications

  • Create and deliver critical client communications across every channel
  • Validate documents with AI-powered rules before they reach clients
  • Create and compose content with intuitive self-service tools

Fund Services

  • Simplify proxy management from solicitation through tabulation
  • Give investors proposal-level voting choice at scale
  • Strengthen vote accuracy through reconciliation, audit, and reporting

Issuer Services

  • Manage the full proxy lifecycle from distribution through tabulation
  • Drive shareholder engagement across channels
  • Centralize proxy management and access voting data through the MIC Issuer Portal

DataXChange

  • Deliver trusted enterprise data through a unified data platform.
  • Eliminate silos by standardizing data from multiple sources
  • Apply AI to surface insights, automate decisions, and drive action

Other Data Services

  • Exchange wealth data securely through scalable, developer-ready APIs
  • Centralize and standardize mutual fund and account data across the firm
  • Automate data flows to reduce manual re-keying and errors
  • Front Office

    Real-time data and automation speed trade execution and client service, giving advisors and traders the tools to act faster and serve clients better across every channel.
  • Middle & Back Office

    Automated processing cuts errors, reconciles data, and streamlines operations, reducing manual work while scaling to handle growing transaction volume without added staff.
  • Compliance & Regulatory

    Built-in controls and audit trails keep firms ahead of requirements, supporting regulatory reporting and reducing risk exposure across trading, servicing, and communications.
  • Investor Communications

    Digital delivery and proxy tools improve investor engagement and accuracy, replacing manual notifications with omni-channel communications investors actually read and act on.
  • Data Services

    A unified data platform powers reporting, analytics, and integration, connecting front, middle, and back office systems to support faster, better-informed decisions.

Who is BetaNXT?

We invest in platforms, products, and partnerships to accelerate growth for the ecosystem we serve. Our connective approach empowers clients to deliver a comprehensive solution.

Leadership Team
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Client Access

Current clients can access support systems and request assistance with enhancements and upgrades.

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Our Resources

Solutions Overviews, Process Guides...you will find them all here.

The 2026 Shareholder Meeting Guide
Other Resources

Our Capabilities

We believe the financial services ecosystem should seamlessly interconnect, without compromising quality or cost efficiency.

All Capabilities

DataXChange

Fast-track your transformation and innovation with BetaNXT DataXChange, our cloud-based, real-time data management platform.

Learn More

AI at BetaNXT

Accelerate your AI strategy, with a platform purpose-built for your operational realities and a partner committed to your success.

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Who We Serve

BetaNXT invests in platforms, products, and partnerships to accelerate growth for the ecosystem we serve. Our connective approach empowers clients to deliver a comprehensive, front-to-back securities processing, tax, and investor communications solution.

Issuer Solutions

Mediant helps corporate issuers, mutual funds, insurance, and alternative investment (REIT) firms advance the digital transformation of proxy management, investor communications and shareholder meetings.

2025 BetaNXT Data Modernization Benchmarking Survey

Tracking Investment and Wealth Management Decision-Makers' Views and Progress on Data Modernization

read the report

BetaNXT recently partnered with Wealth Management IQ to survey nearly 250 decision-makers in the investment and wealth space, exploring their perspectives, priorities, and challenges in achieving data modernization — a crucial foundational step for deploying AI and other advanced technologies. Our key findings reveal the winning strategies that set industry leaders apart.

BetaNXT recently partnered with Wealth Management IQ to survey nearly 250 decision-makers in the investment and wealth space, exploring their perspectives, priorities, and challenges in achieving data modernization — a crucial foundational step for deploying AI and other advanced technologies. Our key findings reveal the winning strategies that set industry leaders apart.

Introducing a New Resource for Forward-Thinking Decision-Makers

Over the past few years, many investment and wealth management firms and advisors have rushed to deploy AI, generative AI and other new solutions — only to discover that their underlying data foundation cannot support the technologies. Smart firms are realizing they must modernize their data at the base to deliver a better front-end experience for their advisors and investors.

Today, it is not a question of whether to modernize one’s data management, but how to go about it and how fast it can be done. To better understand our industry’s current state and future direction on this issue, I am pleased to share with you the inaugural BetaNXT Data Modernization Benchmarking Survey. We partnered with Wealth Management IQ to conduct an in-depth survey among decision-makers and influencers in the investment and wealth space, ranging from RIAs and IBDs to banks and asset managers.

Our research reveals an industry-wide movement to modernize in the face of competing priorities — as well as eye-opening markers of which firms will pull ahead. We find that an innovation mindset drives action, that talent and culture matter as much as technology and infrastructure, and that choosing the right partners can significantly accelerate modernization progress.

The results indicate that data management and data modernization will only grow in importance, and that executing effectively in these areas will help drive future success. I hope you find this report valuable as you shape your own data modernization journey.

bob-santella


Chief Executive Officer

Explainer Video

Watch this quick recap of the key findings from our Data Modernization Benchmarking survey. Discover how forward-thinking firms are addressing legacy challenges, shaping their talent strategy and leveraging strategic vendor partnerships to modernize successfully.

5 Key Takeaways

 
94%
of firms are focused on data modernization

Industry Pulse Check

Two-thirds will also invest more on data modernization in 2025. Firms who are not yet modernizing their data risk the domino effect of data chaos on downstream issues.

 
50%
say replacing legacy tech is a priority

Competing Priorities

Decision-makers grapple with many different but similarly important objectives, such as improving data integration (53%) and leveraging AI (44%). All these priorities depend on an optimized data foundation.

 
1/3
of firms prioritize data governance

Overlooked Fundamentals

Many firms (43%) are motivated to modernize by the allure of new technologies, but some firms are overlooking critical fundamentals: security, governance, and a single source of truth.

 
#1
data challenge: A skill gap (for 46% of firms)

The Power of Talent

While 37% of firms have hired a Chief Data Officer to lead data efforts, only 8% fully empower data teams. Talent strategy will be critical for firms who want to win.

 
70%
use vendor solutions for data modernization

Vendors as Partners

While the majority of firms rely on vendor solutions for their data management needs, 57% wish their vendors were more strategic partners — a key opportunity for adding value.

 

Key Findings Webinar

Hear what subject matter experts from BetaNXT and Wealth Management IQ had to say about the key findings from the benchmarking survey in a recent webinar. Watch the replay to learn more about how firms are tackling data modernization, and what sets industry leaders apart.

don-henderson-cDon HendersonChief Technology Officer
jonathan-reeve-cJonathan ReeveChief Product Officer
Watch the Replay

Read the Full Report

Data modernization is a near-universal priority and growing in importance. Investment and wealth management firms who are not undertaking modernization and cloud migration efforts risk falling behind competitors. Firms feel challenged by the need to simultaneously update, integrate, and innovate in their data modernization efforts. But establishing data fundamentals first — a strong security framework, good data governance, and a single source of truth — will enable firms to modernize quickly and innovate easily.

Read the full report for the winning strategies data-minded leaders embrace.

read the report

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