Scalable Infrastructure
Confidently handle market growth and higher trading volumes.
Broker-Dealers
Automated critical trading, clearing, servicing, and operational workflows to increase efficiency and control.
Operational Efficiency
Automate workflows to reduce errors, costs and delays.
Real-time Insights
Leverage data for faster, smarter decisionmaking across the trade lifecycle.
Regulatory Compliance
Strengthen compliance with built-in controls and processes.
Enhanced Client Experiences
Deliver seamless interactions that build trust and loyalty.
Trading & Execution
- Execute basket, block, and multi-leg orders through a single rules-based engine
- Automate compliance and risk checks across the trade lifecycle
- Enable market connectivity while supporting increasing transaction volumes
Wealth & Advisory
- Automate onboarding, processing, and account workflows end-to-end
- Unify client, portfolio, and market data for faster advisor decisions
- Deliver digital-first experiences that deepen client trust
Asset Servicing
- Centralize servicing and oversight across every account and asset type
- Manage the full lifecycle from onboarding through ongoing events
- Service alternatives, annuities, IRAs, and digital assets at scale
Clearing & Settlement
- Automate post-trade processing across transaction types and global markets
- Connect directly to clearing houses, custodians, and multi-currency settlement processing
- Surface exceptions early with real-time settlement visibility
Fund Administration
- Automate fund trading, reconciliation, and straight-through processing
- Automate complex fee, billing, and revenue-sharing processes
- Scale transfer agency and recordkeeping across global fund structures
Operations as a Service
- Reduce costs and operational risk with outsourced middle- and back-office support
- Scale efficiently with experienced operations and asset servicing specialists
- Unlock new revenue opportunities through scalable operational support
Securities & Financing
- Automate end-to-end securities financing and clearing workflows
- Optimize collateral and capital while reducing counterparty exposure
- Access NSCC markets directly through BetaNXT connectivity and scale
Workflow & Automation
- Unify back- and middle-office operations in one modern interface
- Automate task routing, rules, and exception handling to reduce manual work
- Trigger real-time workflows across internal, external, and market systems
Recordkeeping & Reporting
- Maintain accurate, consistent records across accounts and transactions
- Extend readiness across tax, cost basis, custody, and digital assets
- Centralize data to strengthen oversight, control, and reporting visibility
Regulatory Reporting
- Automate regulatory reporting and compliance monitoring at scale
- Consolidate data and calculations across a single integrated platform
- Maintain audit trails and adapt as regulatory requirements evolve
Broker Services
- Bring investor communications and event processing into a single streamlined workflow
- Deliver voting experiences that drive digital adoption
- Strengthen compliance with real-time tracking and automated controls
Client Communications
- Create and deliver critical client communications across every channel
- Validate documents with AI-powered rules before they reach clients
- Create and compose content with intuitive self-service tools
DataXChange
- Deliver trusted enterprise data through a unified data platform.
- Eliminate silos by standardizing data from multiple sources
- Apply AI to surface insights, automate decisions, and drive action
Other Data Services
- Exchange wealth data securely through scalable, developer-ready APIs
- Centralize and standardize mutual fund and account data across the firm
- Automate data flows to reduce manual re-keying and errors
-
Trading & Execution
- Execute basket, block, and multi-leg orders through a single rules-based engine
- Automate compliance and risk checks across the trade lifecycle
- Enable market connectivity while supporting increasing transaction volumes
-
Wealth & Advisory
- Automate onboarding, processing, and account workflows end-to-end
- Unify client, portfolio, and market data for faster advisor decisions
- Deliver digital-first experiences that deepen client trust
Tax Reclamation
Offers comprehensive relief-at-source, post-payable, and refund solutions that maximize investor returns on dividend and interest income while streamlining withholding and reclaim processes.
Class Action Recovery
Provides comprehensive end-to-end Class Action Recovery Services to broker-dealers and their clients, including support for Direct Payment cases arising in Delaware.
LEARN MORE
Integrated Trust Processing
Delivers a holistic family view of investment positions and balances across brokerage, advisory and trust accounts, with real-time access to books and records, regulatory reporting, custody and clearing data.
LEARN MORE
DataXChange
Delivers a cloud-based, near real-time platform that unifies internal and external data, eliminating chaos, accelerating modernization, and providing a single source of truth.
LEARN MOREThe Best Ways for Issuers to Reach and Engage Retail Shareholders
Rising numbers of retail investors is a welcome trend for the wealth management industry, but among issuers, it entails a new challenge: how to build effective communications and engagement among today’s more demanding cohort of shareholders.
Read More