Trade Transparency

Fully Automated Compliance Oversight

Delivers trade transparency to ensure adherence to market timing regulations and prospectus rules. Monitors for violations including 22c-2 excessive trading subaccount trading rules, Blue Sky infractions and omnibus large trades.

Auto-Curated Data Analysis

Detects potential market timing and trade rule violations with business-rules based analysis. Flagged activity results in shareholder watch-listing and sanctions for repeat offenses.

Reliable Trading Insights

Sources data directly from the NSCC, guaranteeing standardized and up-to-date trade transparency from intermediaries.

Intelligent Rule Functionality

Employs customizable rules and automated analytics to filter out noise and false positives, ensuring only transactions that require review are flagged.

Ensured Regulatory Compliance

Offers robust support for SEC Rule 22c-2 by providing transparent trade monitoring and enforcement.

Operational Automation

Streamlines compliance workflows by automating data collection, analysis and reporting, reducing manual effort and risk.

Scalable and Adaptive

Customized rules engine and flexible architecture easily adapt to new regulatory mandates and evolving trade policies.

Unified Platform

Integration with other BetaNXT Asset Management solutions provides holistic counterparty oversight.

Enhancing Intermediary Oversight Capabilities with Essential Solutions

Automated solutions reduce manual processes, enhancing accuracy and strategic focus for fund managers overseeing intermediaries.

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Trade Transparency

Capabilities