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    Broker-Dealers

    Automated critical trading, clearing, servicing, and operational workflows to increase efficiency and control.

    Advisors & Wealth Managers

    Simplify advisor workflows and account servicing to improve productivity and client experiences.

    Issuers

    Simplify investor communications, proxy voting, and governance while strengthening shareholder engagement.

    Asset Managers

    Streamline fund operations, data management, and oversight to improve efficiency, transparency, and control.

    Trading & Execution

    • Execute basket, block, and multi-leg orders through a single rules-based engine
    • Automate compliance and risk checks across the trade lifecycle
    • Enable market connectivity while supporting increasing transaction volumes
    FIX Trade/Order Interface Order Management and Trading Tools

    Wealth & Advisory

    • Automate onboarding, processing, and account workflows end-to-end
    • Unify client, portfolio, and market data for faster advisor decisions
    • Deliver digital-first experiences that deepen client trust
    Account Opening Advisor Facing Trading and Investor Platform Investment Processing Managed Accounts
    • Overview

    Asset Servicing

    • Centralize servicing and oversight across every account and asset type
    • Manage the full lifecycle from onboarding through ongoing events
    • Service alternatives, annuities, IRAs, and digital assets at scale
    Alternatives Processing Annuities Processing Asset Movement Corporate Actions Digital Assets IRAs & Qualified Plans Managed Account Fee Billing Tax & Cost Basis Trust Solutions

    Clearing & Settlement

    • Automate post-trade processing across transaction types and global markets
    • Connect directly to clearing houses, custodians, and multi-currency settlement processing
    • Surface exceptions early with real-time settlement visibility
    ACATS/CBRS Cash Management International: Euroclear Real-time Institutional Delivery Real-time Settlement Processing Trust Solutions

    Fund Administration

    • Automate fund trading, reconciliation, and straight-through processing
    • Automate complex fee, billing, and revenue-sharing processes
    • Scale transfer agency and recordkeeping across global fund structures
    Counterparty Management Fee Management Fund Trade Management and Reconciliation Fund Transfer Agent and Recordkeeping Intermediary Insight Multi-Platform Fund Trading Mutual Fund Sub Accounting and Trading Revenue Management Service Provider Insight Transfer Agent Insight

    Operations as a Service

    • Reduce costs and operational risk with outsourced middle- and back-office support
    • Scale efficiently with experienced operations and asset servicing specialists
    • Unlock new revenue opportunities through scalable operational support

    Securities & Financing

    • Automate end-to-end securities financing and clearing workflows
    • Optimize collateral and capital while reducing counterparty exposure
    • Access NSCC markets directly through BetaNXT connectivity and scale
    Margins Money Market & Debit Card Processing Repo Processing Securities Financing

    Workflow & Automation

    • Unify back- and middle-office operations in one modern interface
    • Automate task routing, rules, and exception handling to reduce manual work
    • Trigger real-time workflows across internal, external, and market systems
    Exception Hub File Extracts International: Euroclear, JPMC, Citi, BNP, BNY Operations Workbench Rules Manager Task Management Webhooks/Events
    • Overview

    Recordkeeping & Reporting

    • Maintain accurate, consistent records across accounts and transactions
    • Extend readiness across tax, cost basis, custody, and digital assets
    • Centralize data to strengthen oversight, control, and reporting visibility
    Books and Records Custody Digital Assets Tax & Cost Basis

    Regulatory Reporting

    • Automate regulatory reporting and compliance monitoring at scale
    • Consolidate data and calculations across a single integrated platform
    • Maintain audit trails and adapt as regulatory requirements evolve
    15c3-3 Regulatory Reporting Trade Transparency
    • Overview

    Broker Services

    • Bring investor communications and event processing into a single streamlined workflow
    • Deliver voting experiences that drive digital adoption
    • Strengthen compliance with real-time tracking and automated controls
    Class Actions Corporate Actions Post-Trade Prospectus Proxy Global Proxy & SRD II

    Client Communications

    • Create and deliver critical client communications across every channel
    • Validate documents with AI-powered rules before they reach clients
    • Create and compose content with intuitive self-service tools
    Statements, Confirmations, Client Letters, and Tax Reporting Val

    Fund Services

    • Simplify proxy management from solicitation through tabulation
    • Give investors proposal-level voting choice at scale
    • Strengthen vote accuracy through reconciliation, audit, and reporting
    Digital Shareholder Meeting Master Tabulation Services Online Document Hosting Retail Voting Program Shareholder Meeting Services Solicitation Voting Choice

    Issuer Services

    • Manage the full proxy lifecycle from distribution through tabulation
    • Drive shareholder engagement across channels
    • Centralize proxy management and access voting data through the MIC Issuer Portal
    Annual Meeting Management Digital Shareholder Meeting Master Tabulation Services Online Document Hosting Retail Voting Program Solicitation Services

    DataXChange

    • Deliver trusted enterprise data through a unified data platform.
    • Eliminate silos by standardizing data from multiple sources
    • Apply AI to surface insights, automate decisions, and drive action
    Data as a Service InsightX Val

    Other Data Services

    • Exchange wealth data securely through scalable, developer-ready APIs
    • Centralize and standardize mutual fund and account data across the firm
    • Automate data flows to reduce manual re-keying and errors
    APIs Market & Reference Data Data Management Security Master

    • Front Office
      Real-time data and automation speed trade execution and client service, giving advisors and traders the tools to act faster and serve clients better across every channel.

    • Middle & Back Office
      Automated processing cuts errors, reconciles data, and streamlines operations, reducing manual work while scaling to handle growing transaction volume without added staff.

    • Compliance & Regulatory
      Built-in controls and audit trails keep firms ahead of requirements, supporting regulatory reporting and reducing risk exposure across trading, servicing, and communications.

    • Investor Communications
      Digital delivery and proxy tools improve investor engagement and accuracy, replacing manual notifications with omni-channel communications investors actually read and act on.

    • Data Services
      A unified data platform powers reporting, analytics, and integration, connecting front, middle, and back office systems to support faster, better-informed decisions.

    Who is BetaNXT?

    We invest in platforms, products, and partnerships to accelerate growth for the ecosystem we serve. Our connective approach empowers clients to deliver a comprehensive solution.

    Leadership Team
    Read More

    Engage With Us

    BetaNXT in the News
    Careers
    Events

    Client Access

    Current clients can access support systems and request assistance with enhancements and upgrades.

    Continue

    Our Resources

    Solutions Overviews, Process Guides...you will find them all here.

    The 2026 Shareholder Meeting Guide
    Other Resources

    Our Capabilities

    We believe the financial services ecosystem should seamlessly interconnect, without compromising quality or cost efficiency.

    All Capabilities

    DataXChange

    Fast-track your transformation and innovation with BetaNXT DataXChange, our cloud-based, real-time data management platform.

    Learn More

    AI at BetaNXT

    Accelerate your AI strategy, with a platform purpose-built for your operational realities and a partner committed to your success.

    Learn More

    Who We Serve

    BetaNXT invests in platforms, products, and partnerships to accelerate growth for the ecosystem we serve. Our connective approach empowers clients to deliver a comprehensive, front-to-back securities processing, tax, and investor communications solution.

    Stephen C. Daffron

    Executive Chairman

    Change Agent: Stephen C. Daffron, BetaNXT

    Picture of Stephen C. Daffron Stephen C. Daffron

    August 20, 2024 / 3 Min Read

    We’re talking to leaders about significant changes in the industry and their organizations – progress regarding product, process, technology, or...

    BetaNXT: A Private Equity Success Story.

    Picture of Stephen C. Daffron Stephen C. Daffron

    July 9, 2024 / 16 Min Read

    Stephen C. Daffron talked with The San Francisco Experience in June about the significance of data transparency and interconnected data, and how...

    Stephen C. Daffron on BetaNXT’s Evolution from Data-as-a-Service to Operational Support Essentials

    Picture of Stephen C. Daffron Stephen C. Daffron

    April 11, 2024 / 16 Min Read

    Stephen C. Daffron and Craig Iskowitz discuss integration between BetaNXT and other Motive companies, about competition and cooperation between...

    Wealth Management and Big Data

    Picture of Stephen C. Daffron Stephen C. Daffron

    February 20, 2024 / 5 Min Read

    Today, we are witnessing substantial shifts in how financial services information is vetted and delivered. Firms are searching for more efficient...

    How to Improve the Advisor and Client Experience in 2024 — and Beyond

    Picture of Stephen C. Daffron Stephen C. Daffron

    January 3, 2024 / 3 Min Read

    “If you can’t keep up, you can’t play” is a schoolyard taunt now echoing across wealth management. The pace of change in our industry has been...

    SIFMA’s 2023 Annual Meeting: Fireside Chat with Stephen C. Daffron

    Picture of Stephen C. Daffron Stephen C. Daffron

    November 13, 2023 / 7 Min Read

    A conversation with Stephen Daffron, Chairman & CEO of BetaNXT and Joe Seidel, Chief Operating Officer of SIFMA on the current shifting...

    Data-Driven Wealth Management With Stephen C. Daffron

    Picture of Stephen C. Daffron Stephen C. Daffron

    September 7, 2023 / 11 Min Read

    In a recent Advisorpedia podcast, Stephen C. Daffron, Chairman and Chief Executive Officer of BetaNXT, talks with Advisorpedia founder Doug Heikkinen...

    Know Better. Do Better. Stephen C. Daffron at SIFMA Ops 2023

    Picture of Stephen C. Daffron Stephen C. Daffron

    May 16, 2023 / 21 Min Read

    As technology supercharges data access and transparency, opportunities to bring the benefits of sound investing to more individuals multiply....

    Creating a Frictionless Wealth Management Experience with Stephen C. Daffron of BetaNXT

    Picture of Stephen C. Daffron Stephen C. Daffron

    March 10, 2023 / 18 Min Read

    Shannon Rosic, director of WealthStack Content and Solutions, speaks with Stephen C. Daffron, CEO of BetaNXT, on creating a “frictionless”...

    Stephen C. Daffron, how Motive and BetaNXT are helping drive the industry transformation in Wealth and Asset Management

    Picture of Stephen C. Daffron Stephen C. Daffron

    November 4, 2022 / 23 Min Read

    A discussion of BetaNXT's carve out between Stephen C. Daffron, our Chairman and Chief Executive Officer, and Motive Partners Raunak Sainani,...

    Artificial Intelligence at BetaNXT

    What do you need your AI to do?

    Wherever you are in your AI journey, your vision shapes our strategy. We are building the infrastructure and solutions to support broker-dealers, wealth managers, asset managers, and corporate issuers at every stage of AI maturity—with intentional innovation.

    Explore AI at BetaNXT

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