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Broker-Dealers

Automated critical trading, clearing, servicing, and operational workflows to increase efficiency and control.

Advisors & Wealth Managers

Simplify advisor workflows and account servicing to improve productivity and client experiences.

Issuers

Simplify investor communications, proxy voting, and governance while strengthening shareholder engagement.

Asset Managers

Streamline fund operations, data management, and oversight to improve efficiency, transparency, and control.

Trading & Execution

  • Execute basket, block, and multi-leg orders through a single rules-based engine
  • Automate compliance and risk checks across the trade lifecycle
  • Enable market connectivity while supporting increasing transaction volumes

Wealth & Advisory

  • Automate onboarding, processing, and account workflows end-to-end
  • Unify client, portfolio, and market data for faster advisor decisions
  • Deliver digital-first experiences that deepen client trust
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Asset Servicing

  • Centralize servicing and oversight across every account and asset type
  • Manage the full lifecycle from onboarding through ongoing events
  • Service alternatives, annuities, IRAs, and digital assets at scale

Clearing & Settlement

  • Automate post-trade processing across transaction types and global markets
  • Connect directly to clearing houses, custodians, and multi-currency settlement processing
  • Surface exceptions early with real-time settlement visibility

Fund Administration

  • Automate fund trading, reconciliation, and straight-through processing
  • Automate complex fee, billing, and revenue-sharing processes
  • Scale transfer agency and recordkeeping across global fund structures

Operations as a Service

  • Reduce costs and operational risk with outsourced middle- and back-office support
  • Scale efficiently with experienced operations and asset servicing specialists
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Securities & Financing

  • Automate end-to-end securities financing and clearing workflows
  • Optimize collateral and capital while reducing counterparty exposure
  • Access NSCC markets directly through BetaNXT connectivity and scale

Workflow & Automation

  • Unify back- and middle-office operations in one modern interface
  • Automate task routing, rules, and exception handling to reduce manual work
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  • Overview

Recordkeeping & Reporting

  • Maintain accurate, consistent records across accounts and transactions
  • Extend readiness across tax, cost basis, custody, and digital assets
  • Centralize data to strengthen oversight, control, and reporting visibility

Regulatory Reporting

  • Automate regulatory reporting and compliance monitoring at scale
  • Consolidate data and calculations across a single integrated platform
  • Maintain audit trails and adapt as regulatory requirements evolve
  • Overview

Broker Services

  • Bring investor communications and event processing into a single streamlined workflow
  • Deliver voting experiences that drive digital adoption
  • Strengthen compliance with real-time tracking and automated controls

Client Communications

  • Create and deliver critical client communications across every channel
  • Validate documents with AI-powered rules before they reach clients
  • Create and compose content with intuitive self-service tools

Fund Services

  • Simplify proxy management from solicitation through tabulation
  • Give investors proposal-level voting choice at scale
  • Strengthen vote accuracy through reconciliation, audit, and reporting

Issuer Services

  • Manage the full proxy lifecycle from distribution through tabulation
  • Drive shareholder engagement across channels
  • Centralize proxy management and access voting data through the MIC Issuer Portal

DataXChange

  • Deliver trusted enterprise data through a unified data platform.
  • Eliminate silos by standardizing data from multiple sources
  • Apply AI to surface insights, automate decisions, and drive action

Other Data Services

  • Exchange wealth data securely through scalable, developer-ready APIs
  • Centralize and standardize mutual fund and account data across the firm
  • Automate data flows to reduce manual re-keying and errors
  • Front Office

    Real-time data and automation speed trade execution and client service, giving advisors and traders the tools to act faster and serve clients better across every channel.
  • Middle & Back Office

    Automated processing cuts errors, reconciles data, and streamlines operations, reducing manual work while scaling to handle growing transaction volume without added staff.
  • Compliance & Regulatory

    Built-in controls and audit trails keep firms ahead of requirements, supporting regulatory reporting and reducing risk exposure across trading, servicing, and communications.
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    Digital delivery and proxy tools improve investor engagement and accuracy, replacing manual notifications with omni-channel communications investors actually read and act on.
  • Data Services

    A unified data platform powers reporting, analytics, and integration, connecting front, middle, and back office systems to support faster, better-informed decisions.

Who is BetaNXT?

We invest in platforms, products, and partnerships to accelerate growth for the ecosystem we serve. Our connective approach empowers clients to deliver a comprehensive solution.

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DataXChange

Fast-track your transformation and innovation with BetaNXT DataXChange, our cloud-based, real-time data management platform.

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Who We Serve

BetaNXT invests in platforms, products, and partnerships to accelerate growth for the ecosystem we serve. Our connective approach empowers clients to deliver a comprehensive, front-to-back securities processing, tax, and investor communications solution.

Tim Rutka, in WealthManagement.com’s 2026 Midyear Outlook, shares his view on how firms must modernize to reduce risk and compete in faster, more complex markets.


The first half of this year brought us volatile markets, mixed regulatory signals, and loud conversations about AI. The wealth management firms that are positioned to navigate conditions in the second half of 2026 and beyond are those that have invested in modernizing their core technology and operations infrastructure.

Based on my experience, a successful path forward depends on a connected set of infrastructure priorities:

  • Modernize and scale the core platform. Firms must evolve their underlying platforms to meet current and future demands. Reliability and scale are no longer table stakes; they are competitive differentiators. Firms need to transition from batch-based ledger capabilities and settlement flows to cloud-first, resilient platforms, data integration with a single source of truth, and always-on operating models. The long-term payoff of a more automated, AI-driven infrastructure is a big one – reduced manual effort, more predictable operations, the capability to address future requirements, and the ability for advisors and the operations teams that serve them to focus on higher-value work.
  • Prepare for faster and more complex markets. The defining challenge over the next 18 months will be the introduction of digital assets into the trading, settlement, and asset servicing lifecycle. Preparing for digital assets requires more than faster operations; firms need end-to-end automation and real-time visibility into positions, balances, and fund availability – all while aligning with industry settlement standards. To keep pace with faster markets, firms will require stronger controls and a modern, cloud-based platform that unifies data, reduces risk, and supports faster change. By embracing this type of modernization, firms can advance toward the “no operations” (NoOps) model – in which humans intervene only when exceptions occur with fewer breaks, reconciliations, and operational surprises.
  • Enable new digital asset opportunities. Digital assets are becoming platform requirements. Tokenization can reduce trade and settlement friction, support T+0, optimize collateral and bring digital assets into the same operating environment as traditional brokerage assets. With strong controls and near real-time data visibility, firms can improve the client experience, expand insights, compete more effectively, and make the onboarding, access and settlement of alternative assets more scalable.

For wealth firms, I believe the biggest opportunity is bringing digital assets into their own operating environment, rather than relying on a separate custody model. An integrated self-custody solution allows firms to maintain the right segregation, oversight, and risk controls while capturing more of the economics. It also unifies asset data, improves the client experience, and extends AI-driven insights across all asset classes.

To Really Accelerate Innovation, Infrastructure Must Come First

These priorities reinforce one another. Digital assets and tokenized securities all depend on the same foundation: integrated ledgers, automated trade and settlement flows, near real-time data, cloud-first architecture, and exception-based NoOps processing. As traditional finance and decentralized finance continue to converge, firms that modernize their core operating platforms will now be better positioned to reduce friction, strengthen controls, support emerging asset classes, and compete in the next phase of wealth management.

The future is challenging, but exciting. My BetaNXT colleagues and I are participating in the DTCC’s 50-plus firm working group on digital asset architecture, and an industry pilot will launch this summer. For wealth management firms, the message is clear: modernize now to reduce risk, unlock opportunity, and compete in a faster digital market.

Source: WealthManagement.com

Big Data Is Transforming Wealth Management: Q&A with BetaNXT CEO Bob Santella

Big Data Is Transforming Wealth Management: Q&A with BetaNXT CEO Bob Santella

November 06 2024 / 5 Minute Read

Bob Santella met with Joe Palmisano from Connect Money to explore BetaNXT's growth prospects, the increasing application of AI, and big data in the...

Building Stability & Resilience for the AI-Driven Future: Why Modernization Matters More Than Ever

Building Stability & Resilience for the AI-Driven Future: Why Modernization Matters More Than Ever

July 06 2026 / 4 Minute Read

The financial services industry has entered a new phase. Artificial intelligence is moving from experimentation to execution, and success will depend...

Staying Ahead of the Curve, Even During a Stormy Quarter

Staying Ahead of the Curve, Even During a Stormy Quarter

July 07 2025 / 5 Minute Read

BetaNXT continues to build and expand infrastructure for Connected Wealth — introducing a foundation for our WaaS offering