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    Broker-Dealers

    Automated critical trading, clearing, servicing, and operational workflows to increase efficiency and control.

    Advisors & Wealth Managers

    Simplify advisor workflows and account servicing to improve productivity and client experiences.

    Issuers

    Simplify investor communications, proxy voting, and governance while strengthening shareholder engagement.

    Asset Managers

    Streamline fund operations, data management, and oversight to improve efficiency, transparency, and control.

    Trading & Execution

    • Execute basket, block, and multi-leg orders through a single rules-based engine
    • Automate compliance and risk checks across the trade lifecycle
    • Enable market connectivity while supporting increasing transaction volumes
    FIX Trade/Order Interface Order Management and Trading Tools

    Wealth & Advisory

    • Automate onboarding, processing, and account workflows end-to-end
    • Unify client, portfolio, and market data for faster advisor decisions
    • Deliver digital-first experiences that deepen client trust
    Account Opening Advisor Facing Trading and Investor Platform Investment Processing Managed Accounts
    • Overview

    Asset Servicing

    • Centralize servicing and oversight across every account and asset type
    • Manage the full lifecycle from onboarding through ongoing events
    • Service alternatives, annuities, IRAs, and digital assets at scale
    Alternatives Processing Annuities Processing Asset Movement Corporate Actions Digital Assets IRAs & Qualified Plans Managed Account Fee Billing Tax & Cost Basis Trust Solutions

    Clearing & Settlement

    • Automate post-trade processing across transaction types and global markets
    • Connect directly to clearing houses, custodians, and multi-currency settlement processing
    • Surface exceptions early with real-time settlement visibility
    ACATS/CBRS Cash Management International: Euroclear Real-time Institutional Delivery Real-time Settlement Processing Trust Solutions

    Fund Administration

    • Automate fund trading, reconciliation, and straight-through processing
    • Automate complex fee, billing, and revenue-sharing processes
    • Scale transfer agency and recordkeeping across global fund structures
    Counterparty Management Fee Management Fund Trade Management and Reconciliation Fund Transfer Agent and Recordkeeping Intermediary Insight Multi-Platform Fund Trading Mutual Fund Sub Accounting and Trading Revenue Management Service Provider Insight Transfer Agent Insight

    Operations as a Service

    • Reduce costs and operational risk with outsourced middle- and back-office support
    • Scale efficiently with experienced operations and asset servicing specialists
    • Unlock new revenue opportunities through scalable operational support

    Securities & Financing

    • Automate end-to-end securities financing and clearing workflows
    • Optimize collateral and capital while reducing counterparty exposure
    • Access NSCC markets directly through BetaNXT connectivity and scale
    Margins Money Market & Debit Card Processing Repo Processing Securities Financing

    Workflow & Automation

    • Unify back- and middle-office operations in one modern interface
    • Automate task routing, rules, and exception handling to reduce manual work
    • Trigger real-time workflows across internal, external, and market systems
    Exception Hub File Extracts International: Euroclear, JPMC, Citi, BNP, BNY Operations Workbench Rules Manager Task Management Webhooks/Events
    • Overview

    Recordkeeping & Reporting

    • Maintain accurate, consistent records across accounts and transactions
    • Extend readiness across tax, cost basis, custody, and digital assets
    • Centralize data to strengthen oversight, control, and reporting visibility
    Books and Records Custody Digital Assets Tax & Cost Basis

    Regulatory Reporting

    • Automate regulatory reporting and compliance monitoring at scale
    • Consolidate data and calculations across a single integrated platform
    • Maintain audit trails and adapt as regulatory requirements evolve
    15c3-3 Regulatory Reporting Trade Transparency
    • Overview

    Broker Services

    • Bring investor communications and event processing into a single streamlined workflow
    • Deliver voting experiences that drive digital adoption
    • Strengthen compliance with real-time tracking and automated controls
    Class Actions Corporate Actions Post-Trade Prospectus Proxy Global Proxy & SRD II

    Client Communications

    • Create and deliver critical client communications across every channel
    • Validate documents with AI-powered rules before they reach clients
    • Create and compose content with intuitive self-service tools
    Statements, Confirmations, Client Letters, and Tax Reporting Val

    Fund Services

    • Simplify proxy management from solicitation through tabulation
    • Give investors proposal-level voting choice at scale
    • Strengthen vote accuracy through reconciliation, audit, and reporting
    Digital Shareholder Meeting Master Tabulation Services Online Document Hosting Retail Voting Program Shareholder Meeting Services Solicitation Voting Choice

    Issuer Services

    • Manage the full proxy lifecycle from distribution through tabulation
    • Drive shareholder engagement across channels
    • Centralize proxy management and access voting data through the MIC Issuer Portal
    Annual Meeting Management Digital Shareholder Meeting Master Tabulation Services Online Document Hosting Retail Voting Program Solicitation Services

    DataXChange

    • Deliver trusted enterprise data through a unified data platform.
    • Eliminate silos by standardizing data from multiple sources
    • Apply AI to surface insights, automate decisions, and drive action
    Data as a Service InsightX Val

    Other Data Services

    • Exchange wealth data securely through scalable, developer-ready APIs
    • Centralize and standardize mutual fund and account data across the firm
    • Automate data flows to reduce manual re-keying and errors
    APIs Market & Reference Data Data Management Security Master

    • Front Office
      Real-time data and automation speed trade execution and client service, giving advisors and traders the tools to act faster and serve clients better across every channel.

    • Middle & Back Office
      Automated processing cuts errors, reconciles data, and streamlines operations, reducing manual work while scaling to handle growing transaction volume without added staff.

    • Compliance & Regulatory
      Built-in controls and audit trails keep firms ahead of requirements, supporting regulatory reporting and reducing risk exposure across trading, servicing, and communications.

    • Investor Communications
      Digital delivery and proxy tools improve investor engagement and accuracy, replacing manual notifications with omni-channel communications investors actually read and act on.

    • Data Services
      A unified data platform powers reporting, analytics, and integration, connecting front, middle, and back office systems to support faster, better-informed decisions.

    Who is BetaNXT?

    We invest in platforms, products, and partnerships to accelerate growth for the ecosystem we serve. Our connective approach empowers clients to deliver a comprehensive solution.

    Leadership Team
    Read More

    Engage With Us

    BetaNXT in the News
    Careers
    Events

    Client Access

    Current clients can access support systems and request assistance with enhancements and upgrades.

    Continue

    Our Resources

    Solutions Overviews, Process Guides...you will find them all here.

    The 2026 Shareholder Meeting Guide
    Other Resources

    Our Capabilities

    We believe the financial services ecosystem should seamlessly interconnect, without compromising quality or cost efficiency.

    All Capabilities

    DataXChange

    Fast-track your transformation and innovation with BetaNXT DataXChange, our cloud-based, real-time data management platform.

    Learn More

    AI at BetaNXT

    Accelerate your AI strategy, with a platform purpose-built for your operational realities and a partner committed to your success.

    Learn More

    Who We Serve

    BetaNXT invests in platforms, products, and partnerships to accelerate growth for the ecosystem we serve. Our connective approach empowers clients to deliver a comprehensive, front-to-back securities processing, tax, and investor communications solution.

    BetaNXT

    BetaNXT Partners with Pave Finance to Bring AI-Powered Portfolio Management Capabilities to Wealth Management Firms and Financial Advisors

    October 28, 2026

    The collaboration unites BetaNXT’s scale and market presence with Pave’s portfolio management and optimization capabilities

    BetaNXT Launches MIC Issuer Portal, Transforming Proxy Engagement

    July 8, 2026

    AI-enabled digital experience and delivery layer gives corporate issuers greater visibility, coordination, and insight across proxy workflows

    BetaNXT and CAIS Partner to Unlock Alternatives at Scale Across the BetaNXT Network

    July 7, 2026

    Partnership gives firms in the BetaNXT network access to CAIS alternatives capabilities, helping streamline trade and post-trade workflows

    BetaNXT Announces Strategic Partnership with DeepSee to Advance AI-Driven Client and Advisor Retention

    June 15, 2026

    Collaboration brings predictive analytics and agentic AI together to help firms address attrition risk with greater precision

    BetaNXT CEO Robert Santella Named FinTech Business Leader of the Year by the 2026 FTF News Technology Innovation Awards

    June 8, 2026

    Latest Industry Accolade Highlights BetaNXT's Ongoing Innovation, Leadership & Excellence

    BetaNXT to Support Vanguard Investor Choice Program

    April 29, 2026

    Innovative Pass-Through Voting Solution Developed in Partnership with Tumelo Simplifies Proxy Voting Process for Investors in Participating Vanguard...

    BetaNXT Launches Val, Infusing AI-Powered Document and Data Validation into Wealth Management

    April 21, 2026

    First Release from the BetaNXT AI Innovation Lab Reflects the Firm’s Approach to Applied AI Innovation

    BetaNXT Named “DataOps Company of the Year” in 2026 Data Breakthrough Awards Program

    April 16, 2026

    Leading Market Intelligence Program Honors Innovation in Analytics, AI, DataOps and Next-Generation Data Technologies

    BetaNXT Launches InsightX Enterprise AI Platform and AI Innovation Lab, Democratizing Access to Insights for All Users

    April 7, 2026

    New Wave of Investment Delivers Powerful AI Capabilities Tailored Specifically for the Operational Needs of Wealth and Asset Management Firms

    BetaNXT and Tumelo Partner to Open Up Shareholder Voting for Millions of Retail Investors

    December 2, 2025

    Integration Gives Asset Managers Brokers Access to Scalable Voting-Choice Infrastructure at a Time When Policymakers Wish to Expand Shareholder...

    BetaNXT Announces New Wave of Investment in AI-Driven Product Innovation

    November 24, 2025

    Strategic Investments Accelerate Solutions in Four Key Areas: Data Aggregation, Workflow Automation, Business Intelligence and Predictive Analytics

    BetaNXT Partners with Chicago Clearing Corporation to Launch Seamless Class Action Recovery for Brokers and Wealth Managers

    November 19, 2025

    Strategic Relationship Simplifies the Process of Delivering What Investors Are Owed, at a Time When Class Action Settlements Are Becoming More Complex

    BetaNXT Recognized Again as a Top 25 WealthTech Company for 2025

    August 20, 2025

    BetaNXT was acknowledged for delivering advanced enterprise solutions that improve operational efficiency and client engagement.

    BetaNXT Named a Finalist in the WealthManagement.com 2025 Industry Awards for Technology Providers Data Lakes / Warehouses

    June 25, 2025

    BetaNXT’s DataXChange Accelerates Modernization, Innovation and Business Growth Through a Groundbreaking ‘Connected Data’ Ecosystem

    BetaNXT & Provable Markets Join Forces to Launch Solution Integrated with DTCC’s NSCC Securities Financing Transaction Clearing Service

    June 23, 2025

    BetaNXT Continues to Work with Partners to Create Frictionless End-to-End Processing

    BetaNXT Wins FTF News Technology Innovation Award as Best Corporate Actions Service Provider, for Next-Generation CastX Solution

    June 2, 2025

    Latest Industry Accolade Highlights BetaNXT’s Ongoing Innovation, Leadership & Excellence

    BetaNXT Acquires Delta Data, Provider of Streamlined Investment Fund Solutions for Distributors, Asset Managers and Transfer Agents

    May 23, 2025

    Acquisition Strengthens BetaNXT’s Ability to Further Simplify Complex Investment Fund Operations While Increasing Transparency and Reducing Risk

    New Benchmarking Survey on Data Modernization from BetaNXT Reveals Growing Investment and Competing Priorities at Data-Minded Financial Services Firms

    May 6, 2025

    As Firms Tackle Legacy ‘Data Chaos’ and Pursue AI Adoption, Industry Pioneers Demonstrate the Value of Focusing on Fundamentals, Talent Strategy and...

    BetaNXT Recognized as a Leading Wealthtech Company by FinTech Magazine

    April 16, 2025

    BetaNXT is proud to be recognized as one of the Top 10 Wealthtech Companies by FinTech Magazine. This acknowledgement reflects our commitment to...

    BetaNXT Launches Comprehensive Solution to Help Firms Stay Ahead of SEC’s New SEA Rule 15c3-3 Reserve Calculation/Reporting Requirements

    April 2, 2025

    BetaNXT ReservePro is Designed to Reduce Risk, Facilitate Data Collection, Aggregate Inputs Across Business Units & Centrally Store All Supporting...

    Reduced Cyber Fraud Regulation Puts Onus On Advisors, FinTech Exec Says

    March 31, 2025

    Financial firms need to make sure their data is secure and their clients’ information is protected in light of the challenges being faced by federal...

    BetaNXT & Fi-Tek Introduce TrustWealthX Allowing Clients to Seamlessly Manage & Report on Trust, Brokerage & Wealth Businesses

    March 25, 2025

    Two Leading FinTech Companies Partner to Upend Siloed Processing Among Trust & Non-Trust Business Lines—Offering a Streamlined View of Positions &...

    BetaNXT Unveils BetaNXT CastX to Enhance Corporate Actions Management

    March 7, 2025

    FinancialDirectorEurope.com's tech journalist Swagath Bandhakavi outlines how our new product CastX will change the way brokers and advisors manage...

    BetaNXT Launches BetaNXT CastX - Empowering Investors and Advisors with Data-Driven Insights on Corporate Actions

    March 5, 2025

    BetaNXT CastX Automates & Streamlines End-to-End Management of Corporate Actions—Laying Groundwork for New Era of Financial Engagement

    BetaNXT Announces Next Phase of DataXChange Platform for Wealth Firms After Successful Pilot with Early Adopter Clients

    February 12, 2025

    Built on the Snowflake AI Data Cloud, DataXChange Accelerates Data Modernization and Maximizes Operational Efficiency with a Single Source of Near...

    BetaNXT Modernizes Corporate Actions Experience

    October 9, 2024

    Leveraging the power of the combined BetaNXT capabilities, the end-to-end, modular solution enhances operational efficiency, reduces errors and...

    BetaNXT Delivers Fast-Tracked Data Transformation and Innovation for Wealth Management Firms, Powered by Snowflake

    September 17, 2024

    New DataXChange Platform Combines Proprietary and Third-Party Data for Maximum Usability, Automation, and Customization of Experience

    GlobeTax and BetaNXT Begin Strategic Collaboration to Expand Accessibility to Efficient Tax Recovery Services

    September 10, 2024

    DOWNLOAD PDF New York, NY — (PR Newswire) — GlobeTax, the world’s leading provider of tax recovery solutions, and BetaNXT, a provider of wealth...

    BetaNXT Recognized as a Top 25 WealthTech Company for 2024

    July 11, 2024

    BetaNXT was acknowledged for addressing integration challenges, enhancing advisor productivity, and reducing enterprise costs.

    BetaNXT Names WealthTech Veteran Robert Santella as CEO in Planned Transition

    May 29, 2024

    Stephen C. Daffron, will Remain Engaged with BetaNXT as Executive Chairman, Effective July 1, 2024

    BetaNXT Introduces Revolutionary MIC Platform for Centralizing and Optimizing Investor and Advisor Communications

    April 4, 2024

    Enhanced Digital-First Secure Ecosystem Utilizes Streamlined, Interconnected Data to Resolve Challenges for Brokers that Historically Relied on...

    Transforming Asset Management: BetaNXT and TIFIN AMP Partner to Redefine Fund Distribution with AI

    December 13, 2023

    Asset Managers will be able to leverage TIFIN AMP + BetaNXT’s data ecosystem for greater precision and higher conversion in their distribution...

    Proxymity launches Vote Connect in the North American market, bringing a breakthrough in digital proxy voting

    September 14, 2023

    Vote Connect brings new choice and freedom to intermediaries for their North American proxy voting requirements and introduces new levels of...

    Peter Horowitz Joins BetaNXT as Head of Corporate Development

    August 15, 2023

    Industry Veteran is Responsible for Evaluating and Executing Global Strategic Initiatives Across the BetaNXT Organization

    Agenda: Sherry Moreland on the Pros and Cons of Mobile Proxy Voting

    August 8, 2023

    This article originally appeared in Agenda (login required) on August 4, 2023.

    BetaNXT Appoints Sherry Moreland President of Mediant Communications

    June 28, 2023

    New York, NY—(PR Newswire)—BetaNXT, a provider of wealth management infrastructure software with real-time data capabilities and an enhanced advisor...

    BetaNXT Launches Enhanced Client Communications Solutions for Financial Services Firms

    May 17, 2023

    Investor Communications Technology Improves the Advisor and Investor Experience

    BetaNXT Introduces Operations as a Service (OPaaS) Solution for Wealth Management Firms at SIFMA Ops

    May 16, 2023

    Stephen C. Daffron Discusses Data Science and Management, Operational Challenges Confronting Wealth Firms in Fireside Chat

    Agenda: Sherry Moreland on Young Retail Investors Showing Muscle on AGM Votes

    April 12, 2023

    This article originally appeared in Agenda (login required) on April 10, 2023. In a recent article in Agenda, a subsidiary of the Financial Times,...

    BetaNXT Expands Capabilities, Growth Opportunities with Acquisition of Mediant Communications

    March 1, 2023

    Transaction builds on firm’s end-to-end wealth solutions software platform, adds investor communications and proxy solutions.

    BetaNXT Names Peter Smith as Chief Financial Officer

    February 13, 2023

    Appointment Enhances Leadership Team and Signals a Continued Focus on Operational Excellence

    PLANADVISOR Mentions BetaNXT’s Adviser Product Partnerships

    November 22, 2022

    BetaNXT partners with Envision Financial Systems, a provider of real-time investor recordkeeping solutions

    BetaNXT Partners with Envision Financial Systems for Mutual Fund Investor Subaccounting

    November 21, 2022

    Enables turnkey accounting services for broker-dealers and TAMPs

    BetaNXT Builds Momentum with Hiring of Industry Veteran Dan Ciavarella to Lead Sales & Relationship Management

    September 13, 2022

    A seasoned sales and marketing veteran, Mr. Ciavarella will report directly to BetaNXT Chairman and Chief Executive Officer Stephen C. Daffron

    BetaNXT Names Thomas F. Ryan Chief Legal Officer and Corporate Secretary

    September 8, 2022

    In his role, Tom will be responsible for developing and leading the future-state legal and governance function for BetaNXT.

    Mediant's New Omnichannel Tools Help Issuers Achieve Quorum & Proposal Passage

    January 26, 2022

    As Brokers Continue Eliminating Discretionary Voting Practices, Mediant Introduces Mediant Engage™ Suite Enabling Issuers to Meet Quorum Requirements...

    Sherry Moreland on Preparing for a Post-IPO Annual Meeting

    November 18, 2021

    In a recent article in CrunchBase News, Mediant President and COO Sherry Moreland discusses how companies should be prepared to host annual...

    Mediant Skill in Alexa Enables Shareholders to 'Voice' Their Proxy Votes for the Investments They Hold

    September 20, 2021

    Additional Point of Access for Shareholders Further Simplifies Shareholder Voting & Participation in Virtual Meetings

    New Mediant API Enables Beneficial Shareholders Easy Access to Virtual Annual Meetings

    March 3, 2021

    Industry Working Group Supports Best Practice Solution for Ensuring Shareholders can Easily Participate in Any Virtual Meeting; API is Ready in Time...

    Artificial Intelligence at BetaNXT

    What do you need your AI to do?

    Wherever you are in your AI journey, your vision shapes our strategy. We are building the infrastructure and solutions to support broker-dealers, wealth managers, asset managers, and corporate issuers at every stage of AI maturity—with intentional innovation.

    Explore AI at BetaNXT

    U.S. Media Relations

    By Mail
    BetaNXT Attn: Media Relations
    55 Broadway, 8th Floor
    New York, NY 10006

    By Email
    mediarelations@betanxt.com