How Retail Investors Can Be a Company’s Best Ally
The first full proxy season following the introduction of Rule 14a-19, which requires the use of universal proxy cards in contested director...
4 Steps to Keep Your Shareholders Engaged Year-Round
One of the biggest ways to engage shareholders is through virtual annual meetings. But what happens the rest of the year?
The Best Ways for Issuers to Reach and Engage Retail Shareholders
Rising numbers of retail investors is a welcome trend for the wealth management industry, but among issuers, it entails a new challenge: how to build...
T+1: Why This Time Feels Different from T+2
Learn the genesis of each shortening of the settlement cycle, why T+1 is an event-driven mandate with a higher degree of complexity, and more.
Leave it to the Experts: Why it Makes Sense to Outsource Operations to BetaNXT
No matter how tech-savvy and automated a wealth management firm becomes, there’s always a degree of people and process. This work is required,...
Data-Driven Wealth Management With Stephen C. Daffron
In a recent Advisorpedia podcast, Stephen C. Daffron, Chairman and Chief Executive Officer of BetaNXT, talks with Advisorpedia founder Doug Heikkinen...
3 Ways Connected Data Improves Corporate Action Election Processes
The operational challenge of managing mandatory and voluntary corporate action (CA) events is complicating life for brokers as their volume...
BetaNXT CEO Stephen C. Daffron Talks Moving to T+1 Settlement and More
BetaNXT CEO Stephen C. Daffron Discusses SIFMA, Moving To T+1 Securities Settlement, and How Wealth Management Can Use Better Data to Make Better...
Q&A Blog Series: Digitizing and Consolidating Client Communications
Many financial services organizations are still using large and complex applications to manage client communications processes, delivering a...
BetaNXT's CEO Stephen C. Daffron is a Main Stage Keynote Speaker at SIFMA Ops 2023
The Future of Connected Wealth. BetaNXT powers the next generation of frictionless, end-to-end wealth management solutions.
Q&A Blog Series: A True End-to-End Shareholder Meeting Solution
Unlike annual shareholder meetings, special meetings of shareholders are called only when a significant, urgent matter arises that needs shareholder...
How Funds Can Solve the Beneficial Ownership Communications Challenge
In the 1980s, the Securities and Exchange Commission (SEC) introduced the Objecting/Non-Objecting Beneficial Owner (OBO/NOBO) classification...
| July 9, 2024
For this podcast, Stephen C. Daffron talked with The San Francisco Experience about the significance of data transparency and interconnected data, and how the modern investor is shaping the demand curve.
