Automated critical trading, clearing, servicing, and operational workflows to increase efficiency and control.
Simplify advisor workflows and account servicing to improve productivity and client experiences.
Simplify investor communications, proxy voting, and governance while strengthening shareholder engagement.
Streamline fund operations, data management, and oversight to improve efficiency, transparency, and control.
For years, regulators and industry participants have argued that investor communication rules have failed to keep pace with how investors actually...
Introducing our “Three E’s of AI Success” series about AI in action at BetaNXT. We’re sharing how we embed AI into our core systems, drive efficiency...
BetaNXT and Tumelo deliver a unified pass-through voting choice solution that empowersinvestors to influence how pooled-fund shares are voted, while...
BetaNXT's Counterparty Management solution features flexible, automated workflows that modernize and simplify relationships between fund distributors...
Fund boards hold a critical responsibility in overseeing the operations and management of investment funds. Their role is multifaceted, requiring a...
The evolving nature of risk in a dynamic environment and an industry built on rules and regulations have led to an increased investment in oversight...
Intermediary fees make up a significant amount of a mutual fund company’s annual expenses. The complexity and the volume of these fees continue to...
As the asset management industry continues to expand, many fund managers find themselves lacking the proper infrastructure and processes to keep up...
In recent years, the way companies hold annual meetings has undergone a major transformation, with many shifting from traditional in-person...
How well do your retail brokerage clients understand their rights as shareholders and the voting process for exercising them?
Rising numbers of retail investors is a welcome trend for the wealth management industry, but among issuers, it entails a new challenge: how to build...
The United States Postal Service (USPS) has been periodically increasing the price of First-Class Mail, reflecting ongoing changes in operational...
Russ Alan Prince of Financial Advisor Magazine and Sherry Moreland from BetaNXT discuss the digitization of information flow between advisors and...
The corporate actions lifecycle is time-consuming, prone to errors, and costly. Despite the widespread adoption of digital technology throughout the...
The wealth tech provider is helping future-focused firms move forward on their digital journeys with a groundbreaking pilot program.
In the realm of wealth management, client letters are pivotal. Items such as welcome letters, account change, and other regulatory notices are more...
Shareholder reports are changing. New rules, introduced by the Securities and Exchange Commission (SEC), require open-end mutual funds, including...
In a move that promises to reshape the landscape of the financial industry, the U.S. Securities and Exchange Commission (SEC) has finalized a...
Defiant against an era of ubiquitous electronic communications, the police force of Odisha, India maintains the world’s last carrier pigeon service...
Annual meeting planning is well underway for many public companies at this time of year. Providing a customized shareholder experience is paramount...
Ethical investing has soared in popularity as awareness of environmental, social and governance (ESG) factors has grown among both retail and...
Taxer services are being transformed by real-time, digital data that provides foundation for automated tax reporting and cost basis accounting. The...
Financial regulators in Europe have reviewed the functioning of SRD II, with input from issuers, investors and intermediaries. Areas for improvements...
Virtual shareholder meetings (VSMs) continue to grow in popularity. According to the Harvard Law School Forum on Corporate Governance, the number of...
The first full proxy season following the introduction of Rule 14a-19, which requires the use of universal proxy cards in contested director...
One of the biggest ways to engage shareholders is through virtual annual meetings. But what happens the rest of the year?
Learn the genesis of each shortening of the settlement cycle, why T+1 is an event-driven mandate with a higher degree of complexity, and more.
No matter how tech-savvy and automated a wealth management firm becomes, there’s always a degree of people and process. This work is required,...
The operational challenge of managing mandatory and voluntary corporate action (CA) events is complicating life for brokers as their volume...
BetaNXT CEO Stephen C. Daffron Discusses SIFMA, Moving To T+1 Securities Settlement, and How Wealth Management Can Use Better Data to Make Better...
Many financial services organizations are still using large and complex applications to manage client communications processes, delivering a...
Unlike annual shareholder meetings, special meetings of shareholders are called only when a significant, urgent matter arises that needs shareholder...
In the 1980s, the Securities and Exchange Commission (SEC) introduced the Objecting/Non-Objecting Beneficial Owner (OBO/NOBO) classification...
WealthManagement.com's tech columnist Davis Janowski adds context and history to the Mediant acquisition by BetaNXT.
Advisor Hub talks to our Chairman and CEO Stephen C. Daffron about BetaNXT’s vision and the challenges facing advisors and investors.
In today's age of high-profile data breaches and rapidly evolving regulatory landscapes, security, risk and compliance (SRC) professionals have their...
In SEC Insider by DFIN, Jean Luther, Mediant Director of Compliance, and Ron Schneider, DFIN Director of Corporate Governance Services, discuss...
Americans are online more than ever these days, including more than 93% of adults, according to the Pew Research Center. What’s more, results from a...
In November 2021, the Securities and Exchange Commission (SEC) approved a new rule that requires organizations to share proxy cards for contested...
Transactions utilizing special purpose acquisition companies (SPACs) are more popular than ever. In the first four months of this year, SPACs, also...
The COVID-19 pandemic has caused no end of disruption, but it instigated a few positive developments. For the proxy voting industry, one such outcome...
Imagine you've bought tickets for a concert and you've paid extra to go backstage and meet the performers. The big night arrives, but when you turn...
